Regulatory Compliance
The regulatory environment is constantly evolving. We stay on top of all compliance changes to ensure your financial institution earns an outstanding rating. We know what regulatory agencies are seeking—that’s why we configure our compliance reviews to mimic what you’ll experience in a real-life scenario. Our procedures are based on field-tested interagency exams. We pass best practices on to your staff, but we won't set it and forget it. Regulations are constantly changing—we keep you on top of them.
We take pride in the role we play for financial institutions across the country—that’s why we offer:
- Intensive personnel training
- Customized, one-to-one services
- Ad-hoc phone consultations
- Mock regulatory exams
How else can you help us stay compliant?
Our offerings in regulatory compliance don’t begin and end with training for examinations. We offer advisory recommendations about program effectiveness across your operations, including:
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Why Fortner Bayens, P.C?
The Fortner Bayens experience is unmatched—here’s why:
- Specialized expertise in the banking and finance industry
- 20+ years average experience among shareholders
- Ongoing, one-to-one engagement
- Consistency and accountability
- No hidden charges—just sensible financial advice
GET TO KNOW Fortner Bayens, P.C
Have a specific question?
Contact our subject-matter expert, Fran Sponsler, and she will answer all your questions relating to our regulatory compliance services.
Contact our subject-matter expert, Fran Sponsler, and she will answer all your questions relating to our regulatory compliance services.
Explore other services we offer:
Audit ServicesAudits designed exclusively for financial institutions—from directors’ exams to due diligence reviews. | Tax ServicesInvestigating your tax offerings—from regulatory compliance to planning to maximize savings. |
IT Risk ManagementProfiling your level of IT and security systems—from vulnerability assessments to cybersecurity controls. | Loan Review and Asset ManagementExamination of your loan and asset portfolios—from cash-flow analysis to loan-grading verification. |
Fran V. Sponsler, CRCM, CAMS
Email: sponslerf@fbl.cpa
Phone: 303.382.5220