Employee Benefit Plan Audits
ERISA compliant financial statement audits for your employee benefit plans:
- 401(k) plans
- Employee stock ownership plans
- Defined benefit plans
- Health and welfare plans
Why Fortner Bayens?
Our quality.
- Engagements are performed by shareholders and staff with dedicated ERISA expertise.
- Our firm is a member of the AICPA's Employee Benefit Plan Audit Quality Center.
Our thoroughness.
- Employee benefit plan audits require more than financial statement assembly:
- Participant account testing
- Contribution and distribution testing
- Investment return analysis
- Benefit testing
- Compliance and Form 5550 review
We promote a free flow of communication between the Board, Audit Committee, management and ourselves.
- Meeting with management, the Audit Committee and the Board of Directors throughout the engagement.
- We do not charge for reasonable phone calls and consultations.
Cover Your Whole Institution
- Financial Statement Audits and Directors Examinations - financial statement audits, integrated financial statement and internal control over financial reporting audits, Directors Examinations.
- Trust and Fiduciary Services - Directors Examinations, trust and custody examinations, and fiduciary attestations. Tax return preparation.
- IT security and information risk management - thoroughly assess and test your information risk policies and procedures: general IT, GLBA, external & internal penetration, cybersecurity and more.
"We truly do appreciate our partnership with your firm and are glad we made the change."
Community Bank, Washington
Explore other services we offer
Income Tax
Tax preparation and advisory services covering C and S corporations, partnerships and LLCs, trusts and individuals.
Internal Audit Services
Comprehensive review and testing of internal controls.
Regulatory Compliance
Audit, examination and advisory services covering regulation compliance, CFT/AML (BSA), ACH and more.
Loan Review Services
In depth review of loan files, underwriting and administration practices. Allowance for credit loss model validations.